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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
SWITZERLAND Romandy - Geneva, Zurich
EUROPE UK, Luxembourg, France, more...
North America USA, Canada
Asia Pacific Hong Kong, Singapore, Australia, Japan, China, more...
Middle East & Africa UAE, Qatar, Saudi Arabia, Oman
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1-30 of 328 Jobs Company Location Date
Senior Compliance Officer
Swisslinx AG
Salary: Market rate
Switzerland-Zurich 06 Nov
A new challenging opportunity has arisen for an experienced Compliance Officer to join a world-leading financial institution...
Trading/Shipping Lawyer
Alec, Allan & Associés SA
Salary: Competitive
Switzerland-Romandy - Geneva 19 Oct
Our client, an international trading company, is seeking a Trading/Shipping Lawyer to reinforce their legal department based...
Risk Review Team
UBS AG
Salary: competitive
Switzerland-Zurich 09 Oct
UBS is a client-driven global financial services firm. Corporate Center partners with the business divisions to ensure that t...
Fiscalistes
Lotus Partners
Salary: Fixe + Bonus
Switzerland-Romandy - Geneva 17 Aug
Pour plusieurs de nos clients, nous sommes activement à la recherche de plusieurs FISCALISTES.
LAWYER
Cameron Kennedy Resources...
Salary: circa £100,000 plus bonus...
UK-South East 07 Nov
This is an exciting prospect for a commercially minded and ambitious lawyer within a continually growing, long established a...
Compliance Manager
National Australia Bank
Salary: TBA
Australia-Melbourne 07 Nov
At NAB, it?s all about our people reaching their full potential. And that means we drive the sustainable success of our busin...
Head of Control Room Hong Kong
Macquarie
Salary: Information not provided
China-Hong Kong 07 Nov
Head of Control Room Asia within the Risk Management Group in Hong Kong, requiring liaison with all operating areas and seni...
Head of Client Onboarding
Macquarie
Salary: Information not provided
UK-London 07 Nov
This is a new role giving you the opportunity to work closely with key stake holders across our businesses to standardise the...
Financial Services Lawyer - Equities
Macquarie
Salary: Information not provided
Australia-Sydney 07 Nov
Macquarie Securities is seeking an experienced Financial Services Lawyer for its Legal Structuring Team based in Sydney.
Regulatory Change Lawyer
Macquarie
Salary: Information not provided
Australia-Sydney 07 Nov
Risk Management role working with Compliance teams within RMG and in our businesses to ensure Macquarie is appropriately prep...
AML Operations Manager
Macquarie
Salary: Information not provided
Australia-Sydney 07 Nov
An opportunity to be part of a central team responsible for maintaining the Macquarie Group-wide AML/CTF Program.
Senior Compliance Officer (Broker Dealer Specialist)
Metropolitan West Asset M...
Salary: Competitive and commensur...
USA-CA-Los Angeles 06 Nov
The Senior Compliance Officer assists the CCO with compliance activities related to the firm’s limited purpose broker dealer...
Institutional Brokerage Compliance Associate
Susquehanna International...
Salary: Commensurate with experie...
USA-NY-New York City 06 Nov
fixed income compliance corporate bonds
Compliance Administrator
Not Disclosed
Salary: Competitive / DOE
USA-CA-Santa Barbara 06 Nov
Fixed income management firm seeks a motivated and experienced Compliance Administrator. The successful candidate is a skille...
Operational Risk - London and New York
Hudson
Salary: £££ Competitive
UK-London 06 Nov
My client is looking to hire an Operational Risk Manager to manage a team across London and New York. The role is based with...
Large Shareholder Reporting Compliance
McGregor Boyall
Salary: £Competitive
Japan-Tokyo 06 Nov
A leading global Investment Bank seeks a Compliance Officer to join the Asia Pacific Large holdings group. Based in Tokyo thi...
Equities Compliance Officer
McGregor Boyall
Salary: £EXCELLENT
UK-London 06 Nov
A superb opportunity has arisen at this major investment banking house. The responsibilities of the role are two-fold - compl...
Markets Compliance
McGregor Boyall
Salary: £VERY COMPETITIVE
UAE-Dubai 06 Nov
A truly challenging opportunity delivering risk-based supervision through relationship management to a broad range of financi...
Senior Associate - Policy,Risk&Regulatory Affairs
Not Disclosed
Salary: Competitive Salary + Bene...
UK-London 06 Nov
Our client requires a Senior Associate to work within their Policy, Risk and Regulatory Affairs Department. A background at a...
Group Level Compliance Officer
Eames Consulting
Salary: £70,000 – £80,000
UK-London 06 Nov
My Client is a leading Re-insurer with a strong presence and successful history within the Lloyd’s of London Market. The...
Director of Complaints Handling
Astbury Marsden
Salary: competitive
UK-London 06 Nov
Our financial services client is presently looking to recruit for the position, Director of International Complaints to be ba...
General Counsel - Hedge Fund - London
Not Disclosed
Salary: Industry Leading
UK-London 06 Nov
One of Europe's largest and most successful Investment Management firms are looking to hire a very talented legal specialist...
Money Laundering Reporting and Compliance Monitoring Assistant
Société Générale - UK
Salary: £Market Rate
UK-London 06 Nov
To assist the Money Laundering Reporting Officer (London) in ensuring that the Group is effective in both deterring and rep...
AVP - Policy, Risk & Regulatory Affairs
Not Disclosed
Salary: Competitive Salary + Attr...
UK-London 06 Nov
Our client seeks an AVP to make a contribution across policy, risk and regulatory affairs and act as a Deputy to the Head of...
Operational Risk Manager, London & Edinburgh
Morgan McKinley Group Ltd
Salary: up to £55k
UK-London 06 Nov
My client is looking to bring on a Risk Manager to ensure the Operational and Regulatory Risk Management framework is fit for...
Specialist Compliance Policies, Finance, Munich
Huxley Associates
Salary: Negotiable
Germany-Bavaria 06 Nov
About the company:
On behalf of our client, a glo...
In-house Lawyer - Alternative Investments
The Emerald Group
Salary: Competititve
UK-London 06 Nov
My client who operate within the alternative investments space are looking to hire a lawyer from a hedge fund / FoHF.
Compliance Assessment - Associate
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 06 Nov
See job description below
Fixed Income Regulatory Oversight/Surveillance Officer
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 06 Nov
See job description below
Sales and Trading Compliance Strategic Projects Associate
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 06 Nov
See job description below
Jobs: Compliance / Legal (1-30 of 328 Jobs)
18b, rue du Gothard, P.O. Box 325, 1225 Chêne-Bourg / Switzerland
Tel.:+41 22/860 2103, Fax:+41 22/860 2115, E-mail:info@sfoa.org