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Senior Compliance Officer
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Swisslinx AG
Salary: Market rate
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Switzerland-Zurich |
06 Nov |
| A new challenging opportunity has arisen for an experienced Compliance Officer to join a world-leading financial institution... |
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Trading/Shipping Lawyer
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Alec, Allan & Associés SA
Salary: Competitive
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Switzerland-Romandy - Geneva |
19 Oct |
| Our client, an international trading company, is seeking a Trading/Shipping Lawyer to reinforce their legal department based... |
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Risk Review Team
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UBS AG
Salary: competitive
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Switzerland-Zurich |
09 Oct |
| UBS is a client-driven global financial services firm. Corporate Center partners with the business divisions to ensure that t... |
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Fiscalistes
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Lotus Partners
Salary: Fixe + Bonus
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Switzerland-Romandy - Geneva |
17 Aug |
| Pour plusieurs de nos clients, nous sommes activement à la recherche de plusieurs FISCALISTES. |
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LAWYER
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Cameron Kennedy Resources...
Salary: circa £100,000 plus bonus...
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UK-South East |
07 Nov |
| This is an exciting prospect for a commercially minded and ambitious lawyer
within a continually growing, long established a... |
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Compliance Manager
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National Australia Bank
Salary: TBA
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Australia-Melbourne |
07 Nov |
| At NAB, it?s all about our people reaching their full potential. And that means we drive the sustainable success of our busin... |
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Head of Control Room Hong Kong
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Macquarie
Salary: Information not provided
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China-Hong Kong |
07 Nov |
| Head of Control Room Asia within the Risk Management Group in Hong Kong, requiring liaison with all operating areas and seni... |
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Head of Client Onboarding
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Macquarie
Salary: Information not provided
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UK-London |
07 Nov |
| This is a new role giving you the opportunity to work closely with key stake holders across our businesses to standardise the... |
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Financial Services Lawyer - Equities
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Macquarie
Salary: Information not provided
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Australia-Sydney |
07 Nov |
| Macquarie Securities is seeking an experienced Financial Services Lawyer for its Legal Structuring Team based in Sydney. |
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Regulatory Change Lawyer
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Macquarie
Salary: Information not provided
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Australia-Sydney |
07 Nov |
| Risk Management role working with Compliance teams within RMG and in our businesses to ensure Macquarie is appropriately prep... |
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AML Operations Manager
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Macquarie
Salary: Information not provided
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Australia-Sydney |
07 Nov |
| An opportunity to be part of a central team responsible for maintaining the Macquarie Group-wide AML/CTF Program. |
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Senior Compliance Officer (Broker Dealer Specialist)
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Metropolitan West Asset M...
Salary: Competitive and commensur...
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USA-CA-Los Angeles |
06 Nov |
| The Senior Compliance Officer assists the CCO with compliance activities related to the firm’s limited purpose broker dealer... |
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Institutional Brokerage Compliance Associate
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Susquehanna International...
Salary: Commensurate with experie...
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USA-NY-New York City |
06 Nov |
| fixed income compliance corporate bonds |
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Compliance Administrator
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Not Disclosed
Salary: Competitive / DOE
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USA-CA-Santa Barbara |
06 Nov |
| Fixed income management firm seeks a motivated and experienced Compliance Administrator. The successful candidate is a skille... |
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Operational Risk - London and New York
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Hudson
Salary: £££ Competitive
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UK-London |
06 Nov |
| My client is looking to hire an Operational Risk Manager to manage a team across London and New York. The role is based with... |
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Large Shareholder Reporting Compliance
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McGregor Boyall
Salary: £Competitive
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Japan-Tokyo |
06 Nov |
| A leading global Investment Bank seeks a Compliance Officer to join the Asia Pacific Large holdings group. Based in Tokyo thi... |
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Equities Compliance Officer
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McGregor Boyall
Salary: £EXCELLENT
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UK-London |
06 Nov |
| A superb opportunity has arisen at this major investment banking house. The responsibilities of the role are two-fold - compl... |
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Markets Compliance
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McGregor Boyall
Salary: £VERY COMPETITIVE
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UAE-Dubai |
06 Nov |
| A truly challenging opportunity delivering risk-based supervision through relationship management to a broad range of financi... |
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Senior Associate - Policy,Risk&Regulatory Affairs
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Not Disclosed
Salary: Competitive Salary + Bene...
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UK-London |
06 Nov |
| Our client requires a Senior Associate to work within their Policy, Risk and Regulatory Affairs Department. A background at a... |
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Group Level Compliance Officer
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Eames Consulting
Salary: £70,000 – £80,000
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UK-London |
06 Nov |
| My Client is a leading Re-insurer with a strong presence and successful history within the Lloyd’s of London Market.
The... |
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Director of Complaints Handling
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Astbury Marsden
Salary: competitive
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UK-London |
06 Nov |
| Our financial services client is presently looking to recruit for the position, Director of International Complaints to be ba... |
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General Counsel - Hedge Fund - London
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Not Disclosed
Salary: Industry Leading
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UK-London |
06 Nov |
| One of Europe's largest and most successful Investment Management firms are looking to hire a very talented legal specialist... |
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Money Laundering Reporting and Compliance Monitoring Assistant
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Société Générale - UK
Salary: £Market Rate
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UK-London |
06 Nov |
| To assist the Money Laundering Reporting Officer (London) in ensuring that the Group is effective in both deterring and rep... |
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AVP - Policy, Risk & Regulatory Affairs
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Not Disclosed
Salary: Competitive Salary + Attr...
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UK-London |
06 Nov |
| Our client seeks an AVP to make a contribution across policy, risk and regulatory affairs and act as a Deputy to the Head of... |
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Operational Risk Manager, London & Edinburgh
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Morgan McKinley Group Ltd
Salary: up to £55k
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UK-London |
06 Nov |
| My client is looking to bring on a Risk Manager to ensure the Operational and Regulatory Risk Management framework is fit for... |
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Specialist Compliance Policies, Finance, Munich
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Huxley Associates
Salary: Negotiable
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Germany-Bavaria |
06 Nov |
About the company:
On behalf of our client, a glo... |
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In-house Lawyer - Alternative Investments
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The Emerald Group
Salary: Competititve
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UK-London |
06 Nov |
| My client who operate within the alternative investments space are looking to hire a lawyer from a hedge fund / FoHF. |
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Compliance Assessment - Associate
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
06 Nov |
| See job description below |
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Fixed Income Regulatory Oversight/Surveillance Officer
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
06 Nov |
| See job description below |
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Sales and Trading Compliance Strategic Projects Associate
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
06 Nov |
| See job description below |
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